Failure to follow the requirements of the Government Claims Act (Gov. Code, § 900 et seq.) often bars a plaintiff from filing an action against a state agency. But not always. The act recognizes that in certain cases an inflexible application of its requirements produces an unjust result for which relief is available. The instant case is an example. We hold the timely filing and apparent acceptance of a government claim for which plaintiff inadvertently did not pay the $25 filing fee do not bar his claim.
Plaintiff Eric Dennis Sykora filed a government tort claim with the California Victim Compensation and Government Claims Board (the Board). He did not include the required $25 filing fee. The Board affixed its stamp on the claim and assigned it a claim number.
The trial court agreed and granted the Department's motion and dismissed Sykora's action. We reverse.
Sykora was a patient at Atascadero State Hospital from February 4 to May 4, 2011. He suffered from schizoaffective and polysubstance dependence disorders, which were treated with therapy and medications. Upon his release, he claimed he had not been provided psychotropic medication or guidance on how to obtain it.
On May 15, 2011, Sykora's sister reported that Sykora's health was deteriorating. He was confused and hearing voices. The next day, an employee of a mental health conditional release program discovered Sykora "unconscious, [ly]ing on his blood-soaked bed in a pool of his own blood." He had cut off his genitals with a knife because "the `devil' told him to do it."
On November 8, 2011, Sykora's attorney mailed a "Government Claims Form" to the Board. He alleged Sykora had suffered damages stemming from medical malpractice. After receiving no response from the Board, he filed an action against the Department and other defendants. In his first amended complaint, he alleged causes of action for negligence and negligent infliction of emotional distress.
On April 10, 2013, the Department filed a motion for judgment on the pleadings alleging Sykora "did not file a timely and proper claim with [the Board] before instituting this litigation against the State ...." In an attached declaration, Eric Rivera, the Board's custodian of records, said that Sykora's claim was received by the Board on November 14, 2011. He said it "was not accompanied by the required $25.00 filing fee, or an affidavit or request for waiver of the filing fee as permitted by the Government Code section 911.2, subdivision (b)(2). Therefore, I am informed and believe that [the claim] was not accepted by [the Board] as a government claim." (Italics added.) Rivera attached a file-stamped copy of the claim to his declaration.
Sykora opposed the motion and claimed, among other things, that the Board did not give him notice that his claim was deficient or would not be considered.
The trial court granted the Department's motion and dismissed with prejudice Sykora's action against the Department. It said the claim "appears timely as the governmental claim was served on November 8, 2011," and involves damages that are alleged to have occurred on May 15 or 16, 2011. (Italics added.) The claim "was `received' by the Board on November 14, 2011." (Italics added.) It was also file stamped by the Board. The court found the Board was not required to give notice to Sykora's attorney that the claim was deficient because the filing fee was not paid.
The trial court acknowledged this was a "harsh" result but was required by statute: "The declaration of Plaintiff's counsel admits an inadvertent failure to include the filing fee with the claim when it was presented to the Board, in violation of the requirements [of] the Government Code: [¶] A $25.00 filing fee is required with the presentation of a claim and that fee is deposited into the General Fund. (Government Code § 905.2 (c)." (Italics added.)
The trial court noted that Rivera's declaration stated that "the claim was not `accepted' by the Board."
The trial court relied on Rivera's declaration. Rivera surmised upon information and belief that the Board did not "accept" Sykora's government
A claim "relating to a cause of action for death or for injury to [the] person" must be "presented" within "six months after the accrual of the cause of action." (Gov. Code, § 911.2, subd. (a).)
In any event, Rivera's conclusory assertion upon information and belief that the Board did not accept the claim is insufficient to support a factual finding on this issue. (Overland Plumbing, Inc. v. Transamerica Ins. Co. (1981) 119 Cal.App.3d 476, 483 [174 Cal.Rptr. 1]; Proctor & Gamble Mfg. Co. v. Superior Court (1954) 124 Cal.App.2d 157, 161 [268 P.2d 199].) Moreover, Sykora's claim, attached as an exhibit to Rivera's declaration, contains official notations that contradict Rivera. The Board file stamped that the claim was "received" on November 14, 2011, and gave the claim an official claim number.
Sykora notes the Board did not give him notice that his claim was deficient and argues the Department waived a defense based on the deficiency of the claim.
It is true that a filing fee is required with the claim unless the Board waives it. Section 911.2, subdivision (b) provides, "For purposes of determining whether a claim was commenced within the period provided by law, the date the claim was presented to the [Board] is one of the following: [¶] (1) The date the claim is submitted with a twenty-five dollar ($25) filing fee."
Because serious consequences flow if a claimant is not given notice of deficiencies, the Legislature provided a sanction or a remedy, depending upon one's perspective. Section 911 provides, in relevant part, "Any defense as to the sufficiency of the claim based upon a defect or omission in the claim as presented is waived by failure to give notice of insufficiency with respect to the defect or omission as provided in Section 910.8 ...." (Italics added.) There are only two exceptions not applicable here: "[N]o notice need be given and no waiver shall result when the claim as presented fails to state either an address to which the person presenting the claim desires notices to be sent or an address of the claimant." (Ibid.)
The Board therefore has a duty to give notice of claim deficiencies involving fee requirements. If a claimant submits a deficient fee waiver
Assume Sykora or his attorney had gone to the Board in person and filed a timely claim without the filing fee. The Board file stamps the claim and assigns it a number. Mission accomplished. Sykora or his attorney leaves with the confidence the claim is timely and exchanges a "have a nice day" with the clerk behind the counter. No reasonable interpretation of the legislative scheme would allow the Board to wait until litigation to raise the absence of the filing fee to defeat the claim. There is no reasonable justification for a different result simply because the claim was sent by mail. This "gotcha" tactic was not contemplated by the Legislature.
The Department argues that the legislative history supports the view that the Legislature did not intend that the Board give notice in cases where the fee was not paid. But as Sykora notes, the history of section 911 supports the opposite conclusion. In 2004, the proponents of Senate Bill No. 1102 (2003-2004 Reg. Sess.) proposed an amendment to section 911 that would have provided that "no notice need be given" when "the claim as presented... fails to include the filing fee." But the Legislature rejected this amendment. It consequently acted in accord with its duty to maintain the right of claimants to receive notice of such deficiencies.
The Department also claims Sykora did not timely file the claim. But section 911.3, subdivision (a) provides that the Board give notice that a claim is late "within 45 days after the claim is presented" and direct the claimant to "`apply ... for leave to present a late claim.'" Section 911.3, subdivision (b) provides, in relevant part, "Any defense as to the time limit for presenting a
In light of our decision, we need not discuss Sykora's other arguments.
The judgment is reversed. On remand, Sykora's complaint shall be reinstated. Costs on appeal are awarded to appellant.
Yegan, J., and Perren, J., concurred.